20d 4h ago
Chief Compliance Officer
Allocator One Group·Venture Capital and Private Equity
📡Remote In-Country
|United States of America$200k - $280k USD/yr
Chief Compliance Officer
Allocator One Group | Venture Capital and Private Equity
2 weeks agoRemote In-Country
Full Time
United States of America
$200k - $280k USD/yr
Position:
Chief Compliance Officer (CCO)
Company:
Allocator One Group
Compensation:
$200,000 to $280,000 / year
Location:
United States, Remote
Employment type:
Employee
Work Arrangement:
Remote (preferred US timezone overlap with San Francisco HQ)
Short Summary:
Allocator One Group is a global investing platform redefining how institutional capital reaches private markets. The CCO will be responsible for designing the regulatory operating system for a European platform entering complex financial markets, ensuring compliance and regulatory credibility.
Responsibilities:
- Lead the SEC registration process as a private fund adviser and manage ongoing compliance.
- Design and implement written compliance policies covering various frameworks.
- Conduct annual compliance reviews and prepare SEC examination responses.
- Define staffing and systems requirements to meet SEC expectations.
- Oversee compliance monitoring across Infra One's portfolio of funds.
- Advise the US Platform Head on fund structuring and compliance risks.
Requirement:
- 7–12 years of compliance experience at a registered investment adviser, private fund platform, hedge fund, or PE firm.
- Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards.
- Hands-on experience with multi-fund governance and conflicts of interest management.
- Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
- Entrepreneurial compliance mindset and cross-functional fluency.
Benefits:
- Salary Range: $200,000–$280,000 base + 20% bonus.
- Equity: TBD (0.1%–0.3% depending on background).
- Full ownership of the compliance operating system with direct input into platform strategy.
- Opportunity to reshape how emerging infrastructure and venture managers access US capital.
Chief Compliance Officer (CCO)
Company:
Allocator One Group
Compensation:
$200,000 to $280,000 / year
Location:
United States, Remote
Employment type:
Employee
Work Arrangement:
Remote (preferred US timezone overlap with San Francisco HQ)
Short Summary:
Allocator One Group is a global investing platform redefining how institutional capital reaches private markets. The CCO will be responsible for designing the regulatory operating system for a European platform entering complex financial markets, ensuring compliance and regulatory credibility.
Responsibilities:
- Lead the SEC registration process as a private fund adviser and manage ongoing compliance.
- Design and implement written compliance policies covering various frameworks.
- Conduct annual compliance reviews and prepare SEC examination responses.
- Define staffing and systems requirements to meet SEC expectations.
- Oversee compliance monitoring across Infra One's portfolio of funds.
- Advise the US Platform Head on fund structuring and compliance risks.
Requirement:
- 7–12 years of compliance experience at a registered investment adviser, private fund platform, hedge fund, or PE firm.
- Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards.
- Hands-on experience with multi-fund governance and conflicts of interest management.
- Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
- Entrepreneurial compliance mindset and cross-functional fluency.
Benefits:
- Salary Range: $200,000–$280,000 base + 20% bonus.
- Equity: TBD (0.1%–0.3% depending on background).
- Full ownership of the compliance operating system with direct input into platform strategy.
- Opportunity to reshape how emerging infrastructure and venture managers access US capital.
Required Languages
🇬🇧 English