10d 14h ago
Compliance Executive
Invesco·General Legal · Investment Management
🏢Hybrid
|Henley-on-Thames, United Kingdomanalyticsrisk_management
Compliance Executive
Invesco | General Legal | Investment Management
Hybrid
Full Time
United Kingdom, Henley-on-Thames
Position:
Compliance Executive – Compliance Monitoring
Company:
Invesco
Location:
United Kingdom, Henley-on-Thames
Employment type:
Full time
Work Arrangement:
Hybrid working arrangements
Short Summary:
We are looking for our next Compliance Executive to join our Compliance Monitoring team in Henley-on-Thames! This is an excellent opportunity for a compliance professional looking to further develop their expertise within a leading global asset manager.
Responsibilities:
- Assist on continuous and thematic monitoring reviews, including planning, fieldwork, close out meetings, report production, and action tracking.
- Represent Compliance Monitoring in project work streams and change management projects.
- Liaise with the Compliance Advisory teams on emerging themes and review findings.
- Build and maintain relationships with key business partners throughout the compliance monitoring process.
- Drive excellence, proactive engagement, and continuous improvement.
Requirement:
- Experience within Compliance Monitoring, Audit, Risk, or a related control function, ideally within asset management or financial services.
- A good understanding of European regulatory frameworks, including exposure to regulators such as the FCA, CBI, CSSF, and/or BaFin.
- Knowledge of the asset management regulatory landscape.
- Strong analytical and investigative skills, with data analytics experience considered a plus.
- A degree in Business, Finance, Law, or a related discipline.
- Excellent written and verbal communication skills.
- Strong organisational skills and the ability to manage multiple priorities and deadlines.
- Exceptional attention to detail and a high level of accuracy.
- A proactive, self-motivated approach with the ability to work independently.
- A collaborative mindset and a commitment to continuous improvement.
Benefits:
- Company-provided healthcare
- A competitive annual leave allowance
- Flexible working options
- Generous pension provisions
- Income protection
- Health and wellness benefits
- Volunteering days
- Enhanced parental leave
- Life insurance
Compliance Executive – Compliance Monitoring
Company:
Invesco
Location:
United Kingdom, Henley-on-Thames
Employment type:
Full time
Work Arrangement:
Hybrid working arrangements
Short Summary:
We are looking for our next Compliance Executive to join our Compliance Monitoring team in Henley-on-Thames! This is an excellent opportunity for a compliance professional looking to further develop their expertise within a leading global asset manager.
Responsibilities:
- Assist on continuous and thematic monitoring reviews, including planning, fieldwork, close out meetings, report production, and action tracking.
- Represent Compliance Monitoring in project work streams and change management projects.
- Liaise with the Compliance Advisory teams on emerging themes and review findings.
- Build and maintain relationships with key business partners throughout the compliance monitoring process.
- Drive excellence, proactive engagement, and continuous improvement.
Requirement:
- Experience within Compliance Monitoring, Audit, Risk, or a related control function, ideally within asset management or financial services.
- A good understanding of European regulatory frameworks, including exposure to regulators such as the FCA, CBI, CSSF, and/or BaFin.
- Knowledge of the asset management regulatory landscape.
- Strong analytical and investigative skills, with data analytics experience considered a plus.
- A degree in Business, Finance, Law, or a related discipline.
- Excellent written and verbal communication skills.
- Strong organisational skills and the ability to manage multiple priorities and deadlines.
- Exceptional attention to detail and a high level of accuracy.
- A proactive, self-motivated approach with the ability to work independently.
- A collaborative mindset and a commitment to continuous improvement.
Benefits:
- Company-provided healthcare
- A competitive annual leave allowance
- Flexible working options
- Generous pension provisions
- Income protection
- Health and wellness benefits
- Volunteering days
- Enhanced parental leave
- Life insurance
Required Skills
analyticsrisk_management
Required Languages
🇬🇧 English
Key competency: General Legal